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SHEK Po Wan, Winnie

石寶雲
CE ADY724Licensed IndividualSFO licence active
Official SFC record

SHEK Po Wan, Winnie (CE number ADY724) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (4)

2011-01-03 – present Current
CLSA Limited Rep
RA 1
2009-10-12 – 2010-12-06
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 4
2005-10-10 – 2008-12-22
Credit Suisse (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2008-12-22
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADY724