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LEE Pak

李柏
CE ADX851Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Pak (CE number ADX851) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
Responsible OfficerBright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司

Licence Record (4)

2005-11-28 – present Current
Bright Smart Securities International (H.K.) Limited RO
RA 1 RA 4 RA 7
2005-11-28 – present Current
Bright Smart Futures & Commodities Company Limited RO
RA 2 RA 5
2004-12-07 – 2005-11-28
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2004-04-13 – 2005-11-28
Bright Smart Securities International (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADX851