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YUEN Ka Fai

阮家輝
CE ADX536Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YUEN Ka Fai (CE number ADX536) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerZhong Yang Capital Limited
中陽資本有限公司
Responsible OfficerZhong Yang Securities Limited
中陽證券有限公司

Licence Record (6)

2018-02-05 – present Current
Zhong Yang Capital Limited RO
RA 4 RA 5 RA 9
2017-06-23 – present Current
Zhong Yang Securities Limited RO
RA 1 RA 2
2017-04-28 – 2017-06-23
Zhong Yang Securities Limited Rep
RA 1 RA 2
2006-08-02 – 2017-04-16
Kaiser Futures Limited RO
RA 2
2003-04-01 – 2017-04-16
Kaiser Securities Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2006-08-02
Kaiser Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADX536