Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Shun King, Susanna

劉舜瓊
CE ADX092Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Shun King, Susanna (CE number ADX092) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 8 (Securities margin financing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 8 Securities Margin Financing
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLei Shing Hong Securities Limited
利星行證券有限公司

Licence Record (2)

2003-04-01 – present Current
Lei Shing Hong Securities Limited RO
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2014-12-31
Lei Shing Hong Finance Limited RO
RA 8

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADX092