CHIU Tuen Leung

趙端良

CE ADX075Licensed IndividualSFO licence active

CHIU Tuen Leung (CE number ADX075) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

Licence Record (8)

2012-06-18 – present Current

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2 RA 3

2009-12-08 – 2015-12-30

Yuanta Asia Investment (Hong Kong) Limited Rep

RA 1 RA 2 RA 3

2006-02-03 – 2009-12-01

Everbright Securities Investment Services (HK) Limited Rep

RA 1

2006-02-03 – 2009-12-01

CES Commodities (HK) Limited Rep

RA 2

2006-02-03 – 2009-12-01

CES Forex (HK) Limited Rep

RA 3

2004-05-06 – 2009-12-01

Shun Loong Forex Company Limited Rep

RA 3

2003-04-01 – 2009-12-01

Shun Loong Securities Company Limited Rep

RA 1 RA 4 RA 6 RA 7 RA 9

2003-04-01 – 2009-12-01

Shun Loong Futures Limited Rep

RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADX075