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LI Chan Kit

李燦傑
CE ADW960Licensed IndividualSFO licence active
Official SFC record

LI Chan Kit (CE number ADW960) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司

Licence Record (5)

2017-10-03 – present Current
KGI Asia Limited Rep
RA 1
2017-09-13 – present Current
KGI Futures (Hong Kong) Limited Rep
RA 2
2017-09-13 – 2017-10-02
KGI Asia Limited Rep
RA 1
2003-04-01 – 2017-09-07
Haitong International Securities Company Limited Rep
RA 1 RA 3 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2017-09-07
Haitong International Futures Limited Rep
RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADW960