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NG Chung Man, Rosanna

吳仲雯
CE ADW710Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Chung Man, Rosanna (CE number ADW710) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHing Wai Allied Securities Limited
興偉聯合證券有限公司

Licence Record (1)

2003-04-01 – present Current
Hing Wai Allied Securities Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADW710