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YEUNG Kai Yin

楊啟賢
CE ADU464Licensed IndividualSFO licence active
Official SFC record

YEUNG Kai Yin (CE number ADU464) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
RepresentativeGoldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司

Licence Record (4)

2017-10-17 – present Current
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2003-04-01 – present Current
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4 RA 6 RA 9
2017-01-06 – 2017-09-18
Caitong International Securities Co., Limited Rep
RA 1
2003-04-01 – 2016-06-29
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADU464