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LEUNG Vivian

梁慧雲
CE ADT505Licensed IndividualSFO licence active
Official SFC record

LEUNG Vivian (CE number ADT505) is an individual licensed by the Hong Kong SFC. First licensed on 2004-08-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司
RepresentativeKGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司

Licence Record (5)

2025-12-15 – present Current
KGI Asia Limited Rep
RA 1 RA 4
2025-12-15 – present Current
KGI Futures (Hong Kong) Limited Rep
RA 5
2006-08-09 – 2006-08-19
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2006-02-09 – 2006-08-09
CITIC Securities Brokerage (HK) Limited RO
RA 1 RA 4
2004-08-12 – 2006-02-01
CITIC Frontier China Research Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADT505