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WONG Kwok Ying

黃國英
CE ADR743Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Kwok Ying (CE number ADR743) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAlex KY Wong Asset Management Company Limited
黃國英資產管理有限公司

Licence Record (5)

2022-07-12 – present Current
Alex KY Wong Asset Management Company Limited RO
RA 4 RA 9
2007-01-02 – 2022-03-28
Ample Capital Limited RO
RA 4 RA 9
2005-07-29 – 2006-12-29
Shenwan Hongyuan Asset Management (Asia) Limited RO
RA 4 RA 9
2005-06-08 – 2005-07-29
Shenwan Hongyuan Asset Management (Asia) Limited Rep
RA 4 RA 9
2003-04-01 – 2005-05-31
China Rich Asset Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADR743