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WONG Kin Wai

黃建偉
CE ADP029Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Kin Wai (CE number ADP029) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOCBC Futures Investment (Hong Kong) Limited
華僑期貨投資 (香港) 有限公司
Responsible OfficerOCBC Securities Brokerage (Hong Kong) Limited
華僑證券經紀 (香港) 有限公司

Licence Record (4)

2024-07-24 – present Current
OCBC Securities Brokerage (Hong Kong) Limited RO
RA 1 RA 2
2024-07-24 – present Current
OCBC Futures Investment (Hong Kong) Limited RO
RA 2
2008-04-15 – 2024-07-24
OCBC Futures Investment (Hong Kong) Limited Rep
RA 2
2003-04-01 – 2024-07-24
OCBC Securities Brokerage (Hong Kong) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADP029