CHUNG Wai

鍾尉

CE ADO297Licensed IndividualResponsible OfficerSFO licence active

CHUNG Wai (CE number ADO297) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Donvex Capital Limited 富域資本有限公司

Licence Record (10)

2013-01-17 – present Current

Donvex Capital Limited RO

RA 6

2012-12-24 – 2013-01-17

Donvex Capital Limited Rep

RA 6

2012-11-01 – 2012-11-30

Octal Capital Limited RO

RA 1 RA 6

2012-09-18 – 2012-11-01

Octal Capital Limited Rep

RA 1 RA 6

2010-07-14 – 2012-05-01

Southwest Securities (HK) Capital Limited RO

RA 1 RA 6

2010-06-01 – 2010-12-06

Southwest Securities (HK) Capital Limited Rep

RA 1 RA 6

2008-03-26 – 2010-05-01

Kingston Corporate Finance Limited RO

RA 6

2005-05-13 – 2007-03-01

First Worldsec Securities Limited RO

RA 6

2005-04-20 – 2005-05-13

First Worldsec Securities Limited Rep

RA 6

2003-04-01 – 2005-01-17

TIS Securities (HK) Limited RO

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADO297