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HO Peck Yoke

何碧玉
CE ADL159Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Peck Yoke (CE number ADL159) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPhillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
RepresentativePhillip Commodities (HK) Limited
輝立商品(香港)有限公司

Licence Record (2)

2003-04-01 – present Current
Phillip Commodities (HK) Limited Rep
RA 2 RA 5 RA 7 RA 9
2003-04-01 – present Current
Phillip Securities (Hong Kong) Limited RO
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADL159