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TSE Shuk Yee Connie

謝淑儀
CE ADK260Licensed IndividualSFO licence active
Official SFC record

TSE Shuk Yee Connie (CE number ADK260) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeT. Rowe Price Hong Kong Limited
普徠仕香港有限公司

Licence Record (2)

2010-12-31 – present Current
T. Rowe Price Hong Kong Limited Rep
RA 1 RA 2 RA 4 RA 9
2003-04-01 – 2010-12-31
T. Rowe Price International, Inc. Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADK260