Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAI Hing Kwong, Joseph

黎慶光
CE ADJ211Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Hing Kwong, Joseph (CE number ADJ211) is an individual licensed by the Hong Kong SFC. First licensed on 2018-06-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPelican Financial Limited
百利勤金融有限公司

Licence Record (2)

2018-11-30 – present Current
Pelican Financial Limited RO
RA 6
2018-06-19 – 2018-08-31
BOA International Securities Limited RO
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADJ211