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LEUNG Yun Lung

梁潤龍
CE ADI458Licensed IndividualResponsible OfficerSFO licence active

LEUNG Yun Lung (CE number ADI458) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerQMIS Asset Management Limited
華亞資產管理有限公司
Responsible OfficerQMIS Securities Limited
華亞證券有限公司

Licence Record (15)

2018-03-29 – 2021-06-27
2018-03-01 – 2018-03-29
2017-01-17 – 2017-02-16
2016-06-30 – 2016-12-12
2016-04-05 – 2018-02-28
2016-04-05 – 2018-02-28
2012-02-03 – 2016-04-04
2011-04-18 – 2016-04-04
2010-06-30 – 2011-03-31
2008-09-09 – 2010-04-22
2003-04-01 – 2007-03-31