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CHAN Kok Chung, Johnny

陳覺忠
CE ADH521Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Kok Chung, Johnny (CE number ADH521) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSoftech Investment Management Company Limited
軟庫亞科網投資管理有限公司

Licence Record (9)

2003-04-01 – present Current
Softech Investment Management Company Limited RO
RA 4 RA 9
2019-06-14 – 2019-10-21
Mason Investment Management Limited Rep
RA 1
2018-10-03 – 2019-10-21
Mason Global Capital Limited RO
RA 6
2016-11-28 – 2019-10-21
Mason Investment Management Limited RO
RA 4 RA 9
2016-11-28 – 2019-11-19
Mason Securities Limited RO
RA 6 RA 9
2013-03-06 – 2016-01-28
Crosby Securities Limited RO
RA 1 RA 4 RA 6 RA 9
2004-07-29 – 2012-09-28
Crosby Wealth Management (Hong Kong) Limited RO
RA 4 RA 9
2003-04-01 – 2012-07-01
Stanhill (Hong Kong) Limited RO
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2016-01-28
CAM Wealth Management Company Limited RO
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADH521