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KWOK Wai Keung

郭偉強
CE ADG925Licensed IndividualSFO licence active
Official SFC record

KWOK Wai Keung (CE number ADG925) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司

Licence Record (4)

2017-02-13 – present Current
SinoPac Securities (Asia) Limited Rep
RA 1
2011-12-23 – 2017-02-12
SinoPac Securities (Asia) Limited Rep
RA 1
2007-07-04 – 2011-10-01
Partners Capital Securities Limited Rep
RA 1
2003-04-01 – 2007-04-30
TIS Securities (HK) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADG925