Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Ngai

李毅
CE ADF149Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Ngai (CE number ADF149) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRaffAello Investment Management (HK) Limited

Licence Record (3)

2024-05-06 – present Current
RaffAello Investment Management (HK) Limited RO
RA 9
2007-11-09 – 2021-01-31
CCB International Asset Management Limited RO
RA 1 RA 4 RA 9
2007-06-08 – 2007-11-09
CCB International Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADF149