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HO Sze Man

何思敏
CE ADC874Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HO Sze Man (CE number ADC874) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCinda International Futures Limited
信達國際期貨有限公司
Responsible OfficerCinda International Securities Limited
信達國際證券有限公司

Licence Record (4)

2008-03-10 – present Current
Cinda International Securities Limited RO
RA 1
2008-03-10 – present Current
Cinda International Futures Limited RO
RA 2
2003-04-01 – 2008-03-10
Cinda International Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2008-03-10
Cinda International Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADC874