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LEE Kwan Wai

李君蔚
CE ADB612Licensed IndividualSFO licence active
Official SFC record

LEE Kwan Wai (CE number ADB612) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (3)

2007-09-04 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2004-08-11 – 2007-08-30
Haitong International Securities Company Limited Rep
RA 1
2003-04-01 – 2004-01-26
Cepa Alliance Securities Limited Rep
RA 1 RA 6 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADB612