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WEN Tsung Hsien

溫宗憲
CE ACZ348Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WEN Tsung Hsien (CE number ACZ348) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (4)

2015-12-21 – present Current
Yuanta Securities (Hong Kong) Company Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2022-02-11 – 2026-02-11
Yuanta Futures (HK) Co., Limited RO
RA 1 RA 9
2020-02-14 – 2026-02-27
Yuanta Asia Investment (Hong Kong) Limited RO
RA 1 RA 9
2015-10-15 – 2016-04-07
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACZ348