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KWOK Yin Ching

郭賢菁
CE ACW690Licensed IndividualSFO licence active
Official SFC record

KWOK Yin Ching (CE number ACW690) is an individual licensed by the Hong Kong SFC. First licensed on 2021-11-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeUCAP Securities (HK) Limited
佑聯證券有限公司

Licence Record (1)

2021-11-29 – present Current
UCAP Securities (HK) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACW690