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CHAN Wai Lun, Alan

陳偉倫
CE ACW173Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Wai Lun, Alan (CE number ACW173) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司

Licence Record (2)

2006-03-07 – present Current
BOCI-Prudential Asset Management Limited RO
RA 1 RA 4 RA 5 RA 9
2003-04-01 – 2006-03-07
BOCI-Prudential Asset Management Limited Rep
RA 1 RA 4 RA 5 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACW173