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WONG Kai Kok

黃開豁
CE ACT922Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Kai Kok (CE number ACT922) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerACAMHK Limited

Licence Record (18)

2023-06-23 – present Current
ACAMHK Limited RO
RA 9
2019-04-03 – 2021-01-31
Gennex Capital Advisers Limited RO
RA 9
2018-07-26 – 2019-03-05
Asian Capital Limited RO
RA 1 RA 4
2017-12-11 – 2018-02-27
Planetree Securities Limited Rep
RA 1
2017-12-11 – 2018-02-27
Planetree Asset Management Limited Rep
RA 9
2017-04-10 – 2017-06-18
Global Mastermind Securities Limited RO
RA 1 RA 4
2017-02-21 – 2017-06-18
Global Mastermind Asset Management Limited RO
RA 9
2012-10-29 – 2015-10-21
CCB International Asset Management Limited Rep
RA 9
2012-09-06 – 2015-10-21
CCB International Asset Management Limited RO
RA 1
2012-09-06 – 2015-10-21
CCB International Capital Limited RO
RA 1
2008-07-16 – 2015-10-21
CCB International Securities Limited RO
RA 1 RA 4
2008-05-23 – 2008-07-16
CCB International Securities Limited Rep
RA 1 RA 4
2007-02-28 – 2008-03-28
Neutral Financial Holding Company Limited RO
RA 1 RA 4
2005-08-02 – 2008-04-19
Phillip Commodities (HK) Limited Rep
RA 2
2005-08-02 – 2008-04-19
Phillip Securities (Hong Kong) Limited RO
RA 1 RA 4
2003-04-01 – 2005-07-04
Haitong International Futures Limited Rep
RA 2 RA 5 RA 7 RA 9
2003-04-01 – 2005-07-04
Haitong International Securities Company Limited RO
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2005-07-04
iBest Securities Company Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACT922