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NG Benjamin Kin Wah

吳建華
CE ACT567Licensed IndividualSFO licence active
Official SFC record

NG Benjamin Kin Wah (CE number ACT567) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGoldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司

Licence Record (3)

2026-05-04 – present Current
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2024-06-06 – 2025-12-12
Citigroup Global Markets Asia Limited RO
RA 1 RA 6
2003-04-01 – 2026-01-27
Citigroup Global Markets Asia Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACT567