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WONG Wan Hong

黃運康
CE ACT394Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Wan Hong (CE number ACT394) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChong Hing Commodities And Futures Limited
創興商品期貨有限公司
Responsible OfficerChong Hing Securities Limited
創興證券有限公司

Licence Record (4)

2008-04-08 – present Current
Chong Hing Commodities And Futures Limited RO
RA 2
2003-11-26 – present Current
Chong Hing Securities Limited RO
RA 1
2003-04-01 – 2003-11-26
Chong Hing Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2008-04-08
Chong Hing Commodities And Futures Limited Rep
RA 2 RA 5 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACT394