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YIP Emerson Yee Shun

葉義信
CE ACS891Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Emerson Yee Shun (CE number ACS891) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerXCap Partners Limited
睿本國際有限公司

Licence Record (4)

2024-01-12 – present Current
XCap Partners Limited RO
RA 9
2021-06-08 – 2022-10-18
XCap Partners Limited Rep
RA 1 RA 4
2006-05-26 – 2018-12-07
JF International Management Inc. Rep
RA 4 RA 9
2006-05-26 – 2018-12-07
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACS891