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YIP Chun Man

葉振文
CE ACS017Licensed IndividualSFO licence active
Official SFC record

YIP Chun Man (CE number ACS017) is an individual licensed by the Hong Kong SFC. First licensed on 2003-07-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKGI Asia Limited
凱基證券亞洲有限公司

Licence Record (6)

2018-05-04 – present Current
KGI Asia Limited Rep
RA 1
2017-02-06 – 2018-04-30
China Jianxin Financial Services Limited Rep
RA 1
2014-06-17 – 2017-01-27
KGI Asia Limited Rep
RA 1
2008-12-12 – 2014-06-12
Stockwell Securities Limited Rep
RA 1
2006-11-06 – 2008-11-20
CLSA Limited Rep
RA 1
2003-07-24 – 2006-10-28
VC Brokerage Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACS017