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TO Po Kwan, Christine

陶葆筠
CE ACR953Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TO Po Kwan, Christine (CE number ACR953) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerT. Rowe Price Hong Kong Limited
普徠仕香港有限公司

Licence Record (3)

2010-12-21 – present Current
T. Rowe Price Hong Kong Limited RO
RA 1 RA 2 RA 4 RA 9
2006-06-28 – 2010-12-31
T. Rowe Price International, Inc. RO
RA 4 RA 9
2003-04-01 – 2006-06-28
T. Rowe Price International, Inc. Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACR953