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LAI Ngan Tim

賴艮添
CE ACR486Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Ngan Tim (CE number ACR486) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerYF Asset Management Limited
怡發資產管理有限公司
Responsible OfficerYF Futures Company Limited
怡發期貨有限公司
Responsible OfficerYF Securities Company Limited
怡發證券有限公司

Licence Record (4)

2014-02-06 – present Current
YF Asset Management Limited RO
RA 4 RA 5 RA 9
2003-04-01 – present Current
YF Securities Company Limited RO
RA 1 RA 4 RA 6 RA 9
2003-04-01 – present Current
YF Futures Company Limited RO
RA 2 RA 5 RA 9
2013-10-10 – 2016-06-14
YF Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACR486