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YEUNG Nim Shuk, Yolanda

楊念淑
CE ACR467Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YEUNG Nim Shuk, Yolanda (CE number ACR467) is an individual licensed by the Hong Kong SFC. First licensed on 2004-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChannel 8 Wealth Management Limited
富道財富管理有限公司

Licence Record (5)

2010-01-27 – present Current
Channel 8 Wealth Management Limited RO
RA 1 RA 4 RA 9
2014-01-27 – 2016-07-01
Frontier Capital Management Limited RO
RA 1 RA 4 RA 9
2014-01-08 – 2014-01-27
Frontier Capital Management Limited Rep
RA 1 RA 4 RA 9
2006-04-28 – 2008-12-04
CASH Wealth Management Limited Rep
RA 9
2004-01-13 – 2008-12-04
CASH Wealth Management Limited RO
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACR467