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LI Kwok Chiu

李國超
CE ACQ611Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Kwok Chiu (CE number ACQ611) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCandescent Capital Limited
凱德晟資本有限公司

Licence Record (6)

2022-02-07 – present Current
Candescent Capital Limited RO
RA 1 RA 4 RA 9
2017-10-27 – 2020-03-31
Yue Xiu Futures Company Limited RO
RA 2 RA 5
2014-04-14 – 2017-10-27
Yue Xiu Futures Company Limited Rep
RA 2 RA 5
2011-02-17 – 2020-03-31
Yue Xiu Securities Company Limited RO
RA 1 RA 2 RA 4 RA 5
2011-02-16 – 2011-02-17
Yue Xiu Securities Company Limited Rep
RA 1 RA 4
2003-04-01 – 2010-12-30
ABCI Securities Company Limited RO
RA 1 RA 4 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACQ611