Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

KWONG Siu Ling, Nancy

鄺少齡
CE ACP412Licensed IndividualSFO licence active
Official SFC record

KWONG Siu Ling, Nancy (CE number ACP412) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLei Shing Hong Securities Limited
利星行證券有限公司

Licence Record (3)

2014-12-23 – present Current
Lei Shing Hong Securities Limited Rep
RA 1
2005-03-31 – 2014-12-22
Soo Pei Shao & Company Limited Rep
RA 1
2003-04-01 – 2005-03-31
Soo Pei Shao & Company Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACP412