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CHO Ka Wing

曹家榮
CE ACO193Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHO Ka Wing (CE number ACO193) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPrime China Securities Limited
華大證券有限公司
RepresentativePrime China Investments and Advisory Limited
華大投資和顧問有限公司

Licence Record (7)

2019-09-24 – present Current
Prime China Investments and Advisory Limited Rep
RA 4 RA 9
2019-05-29 – present Current
Prime China Securities Limited RO
RA 1 RA 4
2019-02-28 – 2019-05-29
Prime China Securities Limited Rep
RA 1
2017-06-29 – 2019-02-21
Arta Global Markets Limited Rep
RA 1
2007-09-12 – 2013-11-15
BOCOM International Securities Limited Rep
RA 1 RA 2
2006-02-17 – 2008-03-03
BOCOM International Holdings Company Limited Rep
RA 1
2003-04-01 – 2006-01-03
Taiping Assets Management (HK) Company Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACO193