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LAM Siu Chan

林兆燦
CE ACL967Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Siu Chan (CE number ACL967) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDatang Financial Holding Co., Limited
大唐集團金融控股有限公司

Licence Record (5)

2022-10-07 – present Current
Datang Financial Holding Co., Limited RO
RA 4 RA 9
2022-09-26 – 2023-06-09
Datang Financial Holding Co., Limited Rep
RA 4 RA 9
2016-01-05 – 2022-09-15
BMF Asset Management Limited RO
RA 4 RA 9
2015-04-21 – 2015-12-31
Pegasus Fund Managers Limited RO
RA 1 RA 4 RA 9
2003-04-01 – 2015-04-21
Pegasus Fund Managers Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACL967