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TRINH Nicholas Hung

鄭雄評
CE ACL231Licensed IndividualSFO licence active
Official SFC record

TRINH Nicholas Hung (CE number ACL231) is an individual licensed by the Hong Kong SFC. First licensed on 2005-04-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeInnovation Securities Co., Limited
鼎新證券有限公司

Licence Record (5)

2023-06-02 – present Current
Innovation Securities Co., Limited Rep
RA 1
2015-06-17 – 2019-12-31
RHB Securities Hong Kong Limited RO
RA 1
2014-07-07 – 2015-06-17
RHB Securities Hong Kong Limited Rep
RA 1
2013-11-18 – 2014-06-30
Kam Fai Securities Company Limited Rep
RA 1
2005-04-07 – 2013-05-24
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACL231