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TSUI Moon Kwong

徐滿光
CE ACK823Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSUI Moon Kwong (CE number ACK823) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVast Harbour Securities Limited
華港證券有限公司

Licence Record (7)

2019-11-27 – present Current
Vast Harbour Securities Limited RO
RA 1
2017-07-07 – 2019-11-27
Vast Harbour Securities Limited Rep
RA 1
2016-11-23 – 2017-07-07
Fairwin Broking Limited Rep
RA 1
2015-12-10 – 2016-11-16
Gary Cheng Securities Limited Rep
RA 1 RA 4
2005-09-01 – 2015-11-23
One China Securities Limited Rep
RA 1
2004-11-01 – 2005-08-27
Orient Securities Limited Rep
RA 1
2004-09-22 – 2004-10-25
KGI Wealth Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACK823