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LEE Chak Ming

李澤銘
CE ACK564Licensed IndividualSFO licence active
Official SFC record

LEE Chak Ming (CE number ACK564) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeXin Yongan International Securities Company Limited
新永安國際證券有限公司

Licence Record (10)

2024-05-14 – present Current
Xin Yongan International Securities Company Limited Rep
RA 1
2021-07-09 – 2024-04-24
Grand Capital Securities Limited Rep
RA 1
2019-09-18 – 2021-03-31
KGI Asia Limited Rep
RA 1
2007-05-29 – 2019-04-04
DBS Vickers (Hong Kong) Limited Rep
RA 1 RA 2
2004-03-12 – 2005-10-09
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2004-03-12 – 2005-10-09
CITIC Securities Futures (HK) Limited Rep
RA 2
2004-01-02 – 2021-03-31
KGI Futures (Hong Kong) Limited Rep
RA 2
2003-09-22 – 2007-05-20
KGI Asia Limited Rep
RA 1
2003-09-22 – 2007-05-20
KGI Securities (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2003-09-15
Tung Shing Securities (Brokers) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACK564