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KWOK Ka Lok

郭家樂
CE ACK533Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Ka Lok (CE number ACK533) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEmperor International Exchange (Hong Kong) Company Limited
英皇金融集團(香港)有限公司

Licence Record (3)

2021-02-10 – present Current
Emperor International Exchange (Hong Kong) Company Limited RO
RA 3
2009-01-29 – 2010-11-01
Emperor Securities Limited Rep
RA 1
2003-04-01 – 2022-05-31
Emperor International Exchange (Hong Kong) Company Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACK533