CHAN Pak Lam, Tom

陳柏楠

CE ACJ830Licensed IndividualResponsible OfficerSFO licence active

CHAN Pak Lam, Tom (CE number ACJ830) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Success Securities Limited 實德證券有限公司

Licence Record (10)

2018-06-26 – present Current

Success Securities Limited RO

RA 1 RA 4

2013-08-29 – 2021-12-01

Success Asset Management Limited RO

RA 9

2013-03-12 – 2016-11-01

Success Securities Limited Rep

RA 1 RA 4

2013-03-12 – 2016-11-01

Success Futures and Foreign Exchange Limited Rep

RA 2 RA 3

2009-11-03 – 2010-06-01

Emperor Asset Management Limited RO

RA 4 RA 9

2007-08-28 – 2010-06-01

Emperor Securities Limited RO

RA 1 RA 4

2007-08-28 – 2010-06-01

Emperor Futures Limited RO

RA 2 RA 5

2005-11-17 – 2007-08-28

Emperor Securities Limited Rep

RA 1

2005-11-17 – 2007-08-28

Emperor Futures Limited Rep

RA 2

2003-04-01 – 2010-04-01

Emperor International Exchange (Hong Kong) Company Limited RO

RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACJ830