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CHU Kwok Shing, Godwin

朱國承
CE ACJ709Licensed IndividualSFO licence active
Official SFC record

CHU Kwok Shing, Godwin (CE number ACJ709) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSBI China Capital Financial Services Limited
軟庫中華金融服務有限公司

Licence Record (3)

2003-04-01 – present Current
SBI China Capital Financial Services Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2011-09-30
SBI China Capital Securities Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2013-02-28
SBI China Capital Commodities Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACJ709