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TANG Kin Chor

鄧建初
CE ACH809Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TANG Kin Chor (CE number ACH809) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAzure Tide Capital Limited
海泉盛資本有限公司

Licence Record (10)

2025-11-26 – present Current
Azure Tide Capital Limited RO
RA 1 RA 4 RA 9
2024-06-24 – 2025-11-16
Sino Partner International Securities Limited RO
RA 1 RA 4 RA 9
2021-01-05 – 2023-10-09
SunRiver International Securities Group Limited RO
RA 1 RA 4 RA 9
2019-03-06 – 2020-11-21
Alpha Win Capital Limited RO
RA 1 RA 4 RA 9
2016-12-23 – 2019-01-13
CASH Wealth Management Limited Rep
RA 4
2011-02-10 – 2019-01-13
CASH Asset Management Limited Rep
RA 9
2004-10-04 – 2019-01-13
Celestial Securities Limited Rep
RA 1
2004-10-04 – 2019-01-13
Celestial Commodities Limited Rep
RA 2
2003-04-01 – 2004-09-28
Tung Shing Securities (Brokers) Limited Rep
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2004-09-28
Tung Shing Futures (Brokers) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACH809