Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Wai Man

李偉文
CE ACF720Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Wai Man (CE number ACF720) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGet Nice Futures Company Limited
結好期貨有限公司
RepresentativeGet Nice Securities Limited
結好證券有限公司

Licence Record (3)

2012-07-12 – present Current
Get Nice Futures Company Limited RO
RA 2 RA 5
2012-06-07 – present Current
Get Nice Securities Limited Rep
RA 1
2003-04-01 – 2012-07-12
Get Nice Futures Company Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACF720