Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YAN Kwok Shing

印國成
CE ACF678Licensed IndividualSFO licence active
Official SFC record

YAN Kwok Shing (CE number ACF678) is an individual licensed by the Hong Kong SFC. First licensed on 2003-08-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTse's Securities Limited
謝氏膺暉證券有限公司

Licence Record (2)

2003-08-12 – present Current
Tse's Securities Limited Rep
RA 1
2003-08-12 – 2008-09-20
Hong Kong Forex Investment Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACF678