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LAI Suet Ching, Carol

賴雪青
CE ACE727Licensed IndividualSFO licence active
Official SFC record

LAI Suet Ching, Carol (CE number ACE727) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeManulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司

Licence Record (2)

2024-03-28 – present Current
Manulife Investment Management (Hong Kong) Limited Rep
RA 1
2003-04-01 – 2012-03-22
EK Investment Management Limited RO
RA 1 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACE727