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NG Kwok Chun

伍國俊
CE ACE525Licensed IndividualSFO licence active
Official SFC record

NG Kwok Chun (CE number ACE525) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 8 (Securities margin financing), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 8 Securities Margin Financing
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGary Cheng Securities Limited
加多利證券有限公司

Licence Record (6)

2018-06-08 – present Current
Gary Cheng Securities Limited Rep
RA 1 RA 4
2008-04-10 – 2014-09-23
Luen Fat Securities Company Limited Rep
RA 1
2007-01-10 – 2016-10-21
YF Securities Company Limited Rep
RA 1
2003-06-05 – 2007-01-04
Polaris Capital (Asia) Limited Rep
RA 1
2003-04-01 – 2003-04-12
Celestial Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2003-04-12
Celestial Finance Limited Rep
RA 8

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACE525