LAW Chung Ming, Ivan

羅頌明

CE ACD844Licensed IndividualResponsible OfficerSFO licence active

LAW Chung Ming, Ivan (CE number ACD844) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 3 Leveraged Foreign Exchange Trading

RA 5 Advising on Futures Contracts

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司

Licence Record (10)

2018-04-03 – present Current

Boom Securities (H.K.) Limited RO

RA 1 RA 2

2018-04-03 – 2024-10-03

Win Securities Limited RO

RA 1

2017-02-13 – 2017-09-30

SinoPac Securities (Asia) Limited Rep

RA 2

2017-02-13 – 2017-09-30

SinoPac Securities (Asia) Limited RO

RA 1 RA 3

2013-10-22 – 2017-02-12

Tung Shing Securities (Brokers) Limited RO

RA 1 RA 3

2013-08-27 – 2016-07-19

Tung Shing Securities (Brokers) Limited Rep

RA 1 RA 3

2013-08-27 – 2017-02-12

Tung Shing Futures (Brokers) Limited Rep

RA 2

2011-08-10 – 2013-08-03

Haitong International Securities Company Limited RO

RA 3

2006-11-22 – 2013-08-03

Haitong International Futures Limited Rep

RA 2

2006-09-15 – 2013-08-03

Haitong International Securities Company Limited Rep

RA 1 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACD844