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KWOK Philip Wayne

郭為震
CE ACD740Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Philip Wayne (CE number ACD740) is an individual licensed by the Hong Kong SFC. First licensed on 2003-07-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGood Harvest Securities Company Limited
豐年證券投資有限公司

Licence Record (1)

2003-07-24 – present Current
Good Harvest Securities Company Limited RO
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACD740