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YIP Kin Ching, Johnson

葉健清
CE ACB705Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIP Kin Ching, Johnson (CE number ACB705) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerShuangying Securities Limited
雙贏證券有限公司

Licence Record (10)

2011-03-29 – present Current
Shuangying Securities Limited RO
RA 1 RA 2
2011-03-21 – 2014-04-14
Shuangying Securities Limited Rep
RA 1 RA 2
2009-08-06 – 2011-03-01
Rifa Securities Limited Rep
RA 1
2009-08-06 – 2011-03-01
Rifa Futures Limited Rep
RA 2
2006-02-03 – 2009-08-01
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2006-02-03 – 2009-08-01
CES Commodities (HK) Limited Rep
RA 2
2005-10-07 – 2009-08-01
Shun Loong Securities Company Limited Rep
RA 1
2005-10-07 – 2009-08-01
Shun Loong Futures Limited Rep
RA 2
2003-05-26 – 2005-09-30
First Shanghai Securities Limited Rep
RA 1 RA 7
2003-05-22 – 2005-09-30
First Shanghai Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACB705